When financial professionals help people deal with complex rules and regulations, they are usually drawing on an in-depth knowledge of finance many people don’t have. But sometimes that desire to help means they could cross the line into giving legal advice. And that’s something they shouldn’t do unless they are licensed attorneys.

It’s important to remember that crossing this very thin line can land you in legal trouble for unauthorized law practice. Given the multifaceted work financial advisors do with clients every day, it could be easy to unintentionally (or knowingly) cross into areas outside the bounds of their profession.

Join us for breakfast meeting as we explore how to avoid crossing the line into legal territory and how to make sure you do not take it a step too far.

7:45 am - Registration and Breakfast
8:00 am - Chapter Meeting and Program
9:00 am - Program Concludes

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